Interesting. I have had oversight by the FDA, EMA (European Medical Authority), NRC and FDA for some aspects of transactions. For the most part, we were aware of the oversight and planned for it. The NRC (Nuclear regulatory Authority) showed up unannounced in an Aquisition.
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Frank GormanTransformation Consultant
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Original Message:
Sent: 2025-02-20 20:59
From: Robert Snyder
Subject: External regulatory input
Yes.
- The CFPB has dictated some of my innovation work at a U.S. credit bureau (2013-2020)
- Sarbanes-Oxley dictated some of my work at a large publishing company (2002-3)
- Dodd-Frank impacted some of my work (huge U.S. bank 2010-13)
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Robert Snyder
Original Message:
Sent: 2025-02-19 10:37
From: Frank Gorman
Subject: External regulatory input
Have you ever experienced a situation where you had to satisfy regulatory or legal requirements that impacted you change? Some examples might be impacts to your schedule or benefits to impacted employees. Have you ever been required to seek legal approval for your plans or had to get legal approval to proceed?
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Frank Gorman
Transformation Consultant
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